For the fifth time in American history, and the second time in the last 16 years, the presidential candidate receiving the most votes will not take office due to
a rounding error the Electoral College. But one of the few positive things to come out of the 2016 election has been a renewed focus on voting reform. Several notable plans have been offered to fix the EC, from undermining it at a state level, to abolishing it altogether, and even (God forbid) using it to its intended purpose.
While I’m in favor of any/all of the above, true EC reform might take a while, and there are likely other ways we can make our voting system more robust in the meantime. One of the most interesting proposals, promoted by the advocacy organization FairVote, is called Ranked Choice (or Instant Runoff) Voting. The following is my attempt to figure out if this reform would have changed the outcome of the 2016 election.
A quick summary
The basic idea of Ranked Choice Voting is that, instead of selecting one candidate, voters rank candidates in the order of preference. If none have a majority after the first round of counting, the candidate with the fewest votes is eliminated, and their votes are redistributed according to the rankings on each ballot. This process is repeated each round until one candidate earns a majority of the votes. Here’s a nice video summary from FairVote:
Several US cities and the state of Maine have already adopted RCV, and for good reason. Research on RCV shows increased voter participation and satisfaction with the election process, and a decrease in negative campaigning. Moreover, a FairVote study during the Republican primaries found that Super Tuesday would have looked very different with RCV:
Our hypothetical for Super Tuesday shows Trump winning two states (Alabama and Massachusetts), Cruz winning four state (Alaska, Arkansas, Oklahoma and Texas), and Rubio winning three states (Georgia, Minnesota and Virginia) – with Kasich having a real chance in Vermont and Tennessee too close to call.
But I think the biggest benefit of the RCV system is the increased relevance of third party candidates and ideas. There seems to be enough evidence to conclude that our current political system is in stable equilibrium with two large and ideologically opposed parties. A third party challenger that siphons off votes from a similar candidate only helps the undivided opposition, and decreases the odds of their ideas being represented in the next government. RCV would help to change that by giving voters the opportunity to vote idealistically and practically on the same ballot.
Correlation implies choice
Given all that, it’s tempting to wonder what might have happened had we used RCV for the entire 2016 election process. Unfortunately, there isn’t a good way to run the numbers due to a lack of relevant polling data, and the positive feedback system of the party primary process.
However, it’s slightly easier to imagine what would have happened if we’d implemented RCV after the primaries, when all but the top four candidates (Clinton/Trump/Johnson/Stein) had been practically eliminated. While there’s still a dearth of useful polling data on the subject of ranked ballots, there are other ways to estimate voter rankings.
One simple idea is to just look at how closely the candidates resemble each other on a range of different issues. The website ProCon maintains a list of candidate positions, from which it’s possible to derive the correlation between each candidate’s views, show in the table below:
Clinton Trump Johnson Stein Clinton 1.000000 -0.210247 0.092692 0.650174 Trump -0.210247 1.000000 -0.068626 -0.245677 Johnson 0.092692 -0.068626 1.000000 0.259383 Stein 0.650174 -0.245677 0.259383 1.000000
This makes some intuitive sense: Stein and Clinton have a lot in common, Johnson is off in his own world, and nobody likes Trump.
An “average” third party voter
The correlation between candidates isn’t quite enough, though; we still need to figure out how voters would use this data to rank their ballots. Since I don’t pretend (or want) to know what the voters in this country value, I simply generated a population of 10,000 voters with random opinions, and derived their preferences from the weighted correlation with each of the candidates on the ProCon issues.
This process resulted in a list of 10,000 ranked ballots; a pool of random American voters for the simulation to draw from (note that candidates with negative voter correlations were left unranked). From this list it’s possible, for instance, to simulate a Jill Stein voter, by randomly picking a ballot that has her ranked first. A quick sanity check shows that the average Stein voter has the following candidate rankings:
Clinton Trump Johnson Stein 1 0.000000 0.000000 0.000000 1 2 0.301097 0.141634 0.202958 0 3 0.112662 0.142292 0.160230 0 4 0.014955 0.072464 0.028348 0
These seem reasonable (if slightly conservative) at a glance: I don’t have trouble believing that at least 30% of Stein voters would have ranked Clinton second, or that 70% wouldn’t have Trump ranked at all. To run the full simulation, I grabbed the national voting results from here, selected ballots for each vote using the random voter pool, and simulated each state using the RCV algorithm. The full simulation code is posted here.
The final count
The outcome of the election with and without RCV can be seen on the map below:
The results for the majority of the states were unchanged, since one of the two major candidates won 50% of the vote on the first round. In the states that were affected by RCV, Clinton picked up more votes than Trump nearly across the board:
Clinton Trump Diff state AZ 39239 29396 9843 CO 58107 46630 11477 FL 100255 75681 24574 ME 19784 14264 5520 MI 82392 63429 18963 MN 56196 41981 14215 NV 10949 12139 -1190 NH 12782 10889 1893 NM 27837 24983 2854 PA 72092 53216 18876 WI 50547 38681 11866
Despite razor thin Trump majorities in states like Pennsylvania and Wisconsin, however, the only state Clinton actually flipped was Michigan, where the vote totals each round looked like this:
Michigan Clinton Trump Johnson Stein 1 2267798 2279221 173023 50690 2 2292052 2284925 186194 0 3 2350190 2342650 0 0
So you’re saying there’s a chance?
While this simulation didn’t lead to a change in the overall results, it does reinforce the idea that Ranked Choice Voting can produce a fairer election by giving third party voters, candidates, and ideas more power to influence the resulting government. Even within the chaotic landscape of the American political system, it’s not hard to imagine real RCV elections resulting in more palatable platforms by giving candidates the incentive to court moderate third party voters, instead of pandering to a vocal fringe.